Andrea Bangert, Fall 2001
Up
In his article Democracy Without the Citizen, excerpted from the text titled The Presence of the Past, author Sheldon Wolin offers a critique of the non-participatory politics of the modern American 'megastate'. He comments on the lack of acuity in both current and historic perceptions of power in the United States, and details the historic background of the American public's confusion about the behavior entailed in the practice of citizenship. Wolin mentions a possible solution to the lack of understanding about the role played by the citizen in the state when he suggests the integration of the two differing conceptions of citizenship - the republican and the democratic ideals - and proposes the conscious increase of participation and discussion by the public in the political arena. However, Wolin's description of possible remedial measures is brief. In contrast, Jonathan Schell in his introduction to the compilation of Adam Michnik's essays, Letters from Prison, offers a poignant example of the effectiveness of measures similar to Wolin's brief suggestions. In Schell's hands, the radical Polish opposition group Solidarity offers an inspiring example to those members of the American public who agree with Wolin's critique of megastate politics and wish to implement his ideas for increased democratic participation in the political realm.
In Democracy Without the Citizen,
Wolin claims that the Constitution of the United States originally assumed
that the government - the elected representative of the people - would
have a monopoly on political power, but that in the modern nation this
assumption no longer holds true. Wolin states that the forms of power
generated in the U.S. today far exceed those comprehended by the
Constitution; he describes the progression from the Constitutional
conception of power to a conception of potentially unlimited power. This
progression is illustrated by the transition of the governmental capacity
to wage war in times of necessity to the capacity to maintain the nation
in a state of continuous expectation of hostility.
Wolin states that "the original
constitution embodied two competing notions of power." (p.141) The first
of these aimed to limit as much as possible the centralized might of a
governing body distanced from citizens' local democratic fora. This ideal
sought a government whose power which was clearly and literally delineated
by the Constitution. The second notion of power argued that the U.S.
needed "a strong central power, a national government that could act
assertively and decisively." (p.141) This type of government, claimed
its proponents, needed to be relatively independent of the states - and
thus of their participatory local politics - and needed to possess the
ability to wage war and to maintain armed forces. Both concepts of power
agree, for example, that the Constitution authorizes Congress to declare
war. However, the authority necessary to back up a declaration of war
potentially encompasses a vastly wider scope than the mere pronunciation
of hostilities. Under the first concept of power, the central government
would not be responsible for mobilizing (and thereby controlling) all the
resources of a nation at war; under the second, such control could
conceivably be allocated to the government. Says Wolin, "Thus, the nature
of war, rather than the nature of the Constitution, initially defined the
magnitude of power which government could justifiably claim." (p.141)
Sheldon Wolin calls the philosophy
behind the recent burgeoning of governmental power the "megastate". He
claims that the American megastate is based on military imperialism
overseas and on the weighty American economic presence in the world
market. The megastate, argues Wolin, is continuously seeking to overcome
the limitations placed on its power and to bypass previous legal
constraints. Two instruments by which Sheldon Wolin's megastate maintains
control of its population are its bureaucracy and its media. An
intrenched bureaucracy operates most smoothly in (and therefore seeks to
create) a uniform society possessing immense markets of consumers with
homogeneous opinions and tastes. The mass media trivializes political
events, encouraging passivity and complaisance in the public. It neglects
to convey the history, depth of meaning, or future ramifications of an
event. Both the bureaucratic morass and the opiate of mass media serve to
ensure that the megastate does not offer intellectual challenge to and
therefore remains unchallenged by its citizenry.
Under the modern American megastate,
the Constitutional understanding of power and the very ideals of
democratic participatory citizenship are rendered anachronistic. A
megastate fosters dependency and passivity in its citizens: Americans are
not educated to think critically about governmental policy or to expect
engagement in politics. As a result, Americans do not recognize the
burgeoning of state power which is taking place around them. The solution
which author Sheldon Wolin offers to the emergence of the megastate is
that Americans must educate themselves about the meaning of citizenship.
In his article Democracy Without the
Citizen, Sheldon Wolin provides a historical explanation of the
contradictions inherent in the American concept of citizenship. The
centralized authority derived from the second concept of power, discussed
above, required citizens who were willing to accept a distant relationship
to the authority of the state. This development necessitated the
rejection of the ideal of the citizen as a vocal and participatory member
of the political decision-making process which had been promoted by the
first notion of power. The American concept of citizenship is thus
historically a self-contradictory notion. The legacy of the dichotomy
between carefully limited governmental power and authoritative,
far-reaching power is the dichotomy between the vocal, participatory
citizen and the citizen who votes but is otherwise silent. This
contradiction has bequeathed to the nation a "conception of citizenship
which is divided within itself and, for that reason, unable to evolve in
ways that would meet the challenge of modern power." (p.141)
Wolin explains that analysis of this
fundamental dichotomy as the contradiction between "the republican or
representative conception of the citizen as an occasional participant
through the single act of voting , on the one hand, and the democratic
one, which conceived citizenship as direct participation in
self-government, on the other" (p.142) offers too simplistic a
description. He notes that the republican model of citizenship is
dangerous in that it accepts passivity and distance between the public and
the political power which governs it. "Its ideal", he says, "is a
politics of management, not a politics of citizens." (p.142) However, the
existence of a megastate renders the alternate model of citizenship - the
democratic conception - impractical. Wolin suggests as a compromise that
individuals continue to fulfill the republican role but make a conscious
effort to reject the passivity which it encourages. The public should
demand the preservation of a forum for political discussion as well as
increased debate on issues currently being addressed by the government.
In his introduction to Adam Michnik's
Letters From Prison, author Jonathan Schell introduces an inspiring
example of the practice of participatory politics by the citizens of
Poland despite the resistance of their totalitarian government to such
participation.
The impulse for the Polish resistance
to the nation's totalitarian communist regime was provided by the
independent trade-union federation called Solidarity. The movement was
characterized by its use of purely non-violent tactics and its policies
promoting openness, truthfulness, trust, and the autonomy of individual
activists. Its goal was to reconstruct society within the context of the
governing body - to build a democratic socialism - rather than to
overthrow the state. Solidarity sought to address the public directly
rather than to seek a futile dialogue with the state, and to promote
social action and associations which would be independent of the
government.
Instead of adhering to "the belief that
the government, by holding a monopoly of the instruments of force, also
monopolized political power", the Solidarity movement sought to develop
"the belief that there were sources of power elsewhere, in public
opinion." (p.129) In Democracy Without the Citizen Sheldon Wolin
echoes this statement that new forms of power are appearing as he points
out that the power present within the U.S today is both different from and
far exceeds that acknowledged and assigned by the Constitution. However,
Wolin views the loss of control of power by the elected representative
government of the United States as a negative occurrence, whereas Schell
indicates that the loss of monopoly on power by a totalitarian government
is a positive occurrence. Schell points out that the sources of
developing authority can originate within the public itself, thereby
serving to increase its influence with respect to the government. "A
surprising discovery was made by the opposition - the discovery that
merely by fearlessly carrying on the business of daily life it grew
powerful. But the power gained was not power that had been wielded by
others and had now been wrested from them; it was new power, which had
been created where there had been none before. The program, then, was not
to sieze political power from the state but to build up the society."
(p.131)
"In a totalitarian regime every aspect
of collective existence is supposed to originate with the government and
be under its management... Precisely because totalitarian governments
politicize daily life, daily life becomes a vast terrain on which
totalitarianism can be opposed." (p.129) Schell suggests a source of
potentially vast authority within the social sphere created by the lives
and actions of Polish citizens. It is within this sphere of personal and
social life that Wolin, too, urges citizens of the United States to begin
their efforts at reform. Wolin suggests that in order to reclaim
participatory politics in the U.S., citizens should make a conscious
effort to reject the political passivity which the entrenched bureaucracy
and mass media of the 'megastate' encourage. The public must create a
forum for political discussion, and utilize this space for increased
debate on issues currently being addressed by the government.
The discussion of sociopolitical activity by Jonathan Schell in his introduction to Adam Michnik's Letters From Prison centers around the deliberate undermining of and resistance to a totalitarian regime. Sheldon Wolin, in contrast, urges in Democracy Without the Citizen merely the reclamation of participatory citizenship in an originally responsive and democratic government now slipping towards megalomania and bureaucratic insensibility. Wolin is wary of sources of power currently developing outside of government control, and argues that such reservoirs of power may escape regulation by the electorate which has historically shaped the U.S. government. Schell, however, points out that these sources of power may in fact originate in the citizens themselves and be successfully used by them in order to force a totalitarian regime to recognize their participation in the process of governing. Despite these differences in context, authors Schell and Wolin make similar suggestions about how dynamic political participation can be, and has been, achieved by citizens. Both authors argue for the deliberate creation of fora for public discussion of political issues and the conscious use of the social sphere as an arena for political action.
Bibliography:
(Both texts are from a Politics reader, published by the UCSC
Copy Center, Fall 2000)
Democracy Without the Citizen.
From The Presence of the Past, author Sheldon Wolin,
published by Johns Hopkins University Press, 1989.
Introduction to Adam Michnik's Letters from Prison
Authored by Jonathan Schell, published by University of
California at Berkeley.